Unclaimed
Andrew Teller is a financial advisor with over 35 years of experience in the industry. Andrew is a registered representative of RBC Capital Markets, LLC and is licensed in 36 states. He specializes in providing financial planning, portfolio management, and retirement planning services to individuals, businesses, and institutions. Andrew has a strong track record of success in helping clients achieve their financial goals. Prior to joining RBC Capital Markets, LLC, Andrew worked at Raymond James & Associates, Inc. and Principal Financial Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/17/2003 - Present
RBC Capital Markets, LLC (MIDLAND TX)
FL
12/18/1997 - 03/02/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
TX
01/29/1991 - 12/23/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
11/26/1997 - 12/18/1997
RAYMOND JAMES & ASSOCIATES, INC.
NY
04/07/1989 - 01/29/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
TX
12/23/1986 - 04/17/1989
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 11/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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