Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Thompson is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Andrew has been in the industry since 2000 and is registered in 39 states. Andrew is a Certified Financial Planner and has a strong commitment to helping clients achieve their financial goals. Andrew's previous employers include Financial Network Investment Corporation and A.G. Edwards & Sons, Inc. Andrew currently provides services for individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
08/19/2024 - Present
Raymond James Financial Services Advisors, Inc. (Rapid City SD)
SD
05/31/2002 - 07/24/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (BUFFALO SD)
MO
08/08/2000 - 06/27/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 07/01/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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