Unclaimed
Andrew Pritchett is a financial professional with over 10 years of experience in the industry. Andrew is currently registered with Brean Capital, LLC. Previous experience includes Chicago Analytic Trading Company, LLC, Fifth Third Securities, Inc., State Farm VP Management Corp., Cantor Fitzgerald & Co., Sandler, O'Neill & Partners, L.P., and Sterne, Agee & Leach, Inc. Andrew holds Series 63, Series 24, SIE, and Series 7 licenses. Andrew is registered in Alabama, New York, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
11/23/2021 - Present
Brean Capital, LLC (Memphis TN)
AL
12/20/2018 - 05/14/2019
CHICAGO ANALYTIC TRADING COMPANY, LLC (VESTAVIA AL)
GA
04/26/2016 - 03/09/2018
FIFTH THIRD SECURITIES, INC. (ATLANTA GA)
IL
08/15/2013 - 07/08/2014
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
TN
07/06/2011 - 06/19/2013
CANTOR FITZGERALD & CO. (MEMPHIS TN)
GA
04/20/2010 - 07/12/2011
SANDLER, O'NEILL & PARTNERS, L.P. (ATLANTA GA)
AL
05/09/2007 - 02/26/2010
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 11/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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