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Andrew T Roulette

Kestra Investment Services, LLC

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About Andrew T Roulette

Andrew T. Roulette is a registered representative of Kestra Investment Services, LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC). Andrew has passed the Series 6TO and SIE exams, and is currently registered to sell Investment Company Products/Variable Contracts in California. Andrew's current employment with Kestra Investment Services, LLC began on 7/19/2019. Andrew was last registered with the SEC on 7/19/2019.

Firm Information

Andrew Roulette is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Roulette’s Registration & Firm History

CA

07/19/2019 - Present

Kestra Investment Services, LLC (SAN JOSE CA)

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Licenses & Designations

BC

Issued 07/19/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/07/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew T Roulette.
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