Unclaimed
Andrew Roethele is a financial professional with over 9 years of experience in the financial services industry. Andrew is registered with the State of Texas and Louisiana as an investment advisor representative, as well as a registered representative with FINRA and the State of Louisiana. Andrew is a Series 6 and Series 65 licensed representative and also holds the Series 63 and SIE licenses. Andrew is currently employed by State Farm Investment Management Corp and owns Andrew Roethele's Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
08/16/2018 - Present
State Farm Investment Management Corp. (Highland Vlg TX)
IA
Issued 08/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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