Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Gordon has been in the financial services industry since January 3, 2018. Andrew T. Gordon is currently registered with Charles Schwab & CO., Inc. Andrew Gordon has been registered with this firm since February 29, 2024. Prior to that, Andrew was registered with TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC., and CHARLES SCHWAB & CO., INC. Andrew Gordon is a registered representative in 53 states and the District of Columbia. Andrew is also a registered Investment Advisor Representative in Illinois. Andrew T. Gordon has passed the Series 3, 4, 7, 9, 10, 34, 57TO, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
02/29/2024 - Present
Charles Schwab & CO., Inc. (Chicago IL)
NE
09/20/2022 - 02/26/2024
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
09/21/2022 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
IN
01/04/2018 - 09/20/2022
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BOTH
Issued 02/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2020
Series 4 - Registered Options Principal Examination
BC
Issued 10/20/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/05/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 07/10/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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