Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bagley is a financial professional with over 15 years of experience in the financial industry. Andrew currently works as a registered representative at Rockefeller Financial LLC. Previously, Andrew has held positions at Foreside Fund Services, LLC, Morgan Stanley Distribution, Inc., Lord Abbett Distributor LLC, FEF Distributors, LLC, and AllianceBernstein Investments, Inc. Andrew holds several securities licenses including Series 7, Series 10, Series 9, Series 53, and Series 52.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
10/03/2023 - Present
Rockefeller Financial LLC (HAMILTON NJ)
NY
06/23/2022 - 01/16/2023
FORESIDE FUND SERVICES, LLC (New York NY)
NY
09/19/2017 - 04/11/2022
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
NJ
03/29/2011 - 05/24/2017
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
03/28/2007 - 03/14/2011
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NY
06/12/2006 - 03/27/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
BC
Issued 10/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/19/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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