Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sutton is a financial advisor at J.P. Morgan Securities LLC, a firm with more than $50 billion in assets under management. Andrew has been in the industry since 2007. Andrew is registered with both FINRA and the state of Ohio. Andrew offers a variety of financial services, including financial planning, portfolio management, and pension consulting. Andrew is dedicated to helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
11/13/2020 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
07/28/2015 - 08/30/2016
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
10/01/2012 - 07/01/2015
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
08/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
03/20/2008 - 08/26/2010
AMERIPRISE FINANCIAL SERVICES, INC. (SUNBURY OH)
OH
07/23/2007 - 02/26/2008
AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)
BOTH
Issued 08/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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