Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Summers is a financial advisor with Wells Fargo Clearing Services, LLC. Andrew has been in the financial industry since January 2019 and holds the Series 7TO, Series 9, Series 10, and Series 63 licenses. He also holds the Securities Industry Essentials (SIE) exam. Andrew is registered in 53 states and the District of Columbia. Previous to joining Wells Fargo Clearing Services, LLC, Andrew was employed by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC from November 2019 to August 2023. Andrew has a strong track record of helping individuals, families, and businesses achieve their financial goals. He is committed to providing personalized advice and services to help his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
08/24/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
11/11/2019 - 08/15/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
01/18/2019 - 11/11/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BC
Issued 02/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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