Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Stuart Mumpower is a financial advisor with over 25 years of experience in the industry. Andrew is currently registered with LPL Financial LLC and has held previous positions with Cetera Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., AmSouth Investment Services, Inc. and Edward Jones. Andrew has a wide range of experience and is able to provide clients with a comprehensive range of services, including financial planning, portfolio management, and retirement planning. Andrew specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations. Andrew has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
12/04/2023 - Present
LPL Financial LLC (JOHNSON CITY TN)
TN
03/23/2021 - 11/28/2023
CETERA INVESTMENT SERVICES LLC (JOHNSON CITY TN)
TN
01/07/2011 - 07/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRISTOL TN)
TN
07/15/2005 - 01/12/2011
UBS FINANCIAL SERVICES INC. (KINGPORT TN)
AL
10/11/2002 - 07/29/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MO
07/08/1997 - 10/04/2002
EDWARD JONES (ST. LOUIS MO)
IA
Issued 08/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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