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Andrew Steven Ficarra

Signature Resources Capital Management, LLC

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About Andrew Steven Ficarra

Andrew Ficarra is an investment advisor representative associated with Signature Resources Capital Management, LLC and Cadence Wealth Management, LLC. Andrew has experience in the financial industry since 2012. Andrew is registered with the state of California and Arizona. Andrew is a Series 66 and 65 licensed advisor. Andrew specializes in portfolio management, financial planning and pension consulting.

Firm Information

Andrew Ficarra is currently registered with Signature Resources Capital Management, LLC. Signature Resources Capital Management, LLC is an investment advisor based in Newport Beach, California. The firm manages approximately $218.8 million in assets for individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and other investment advisors. Their advisory services include financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
Signature Resources Capital Management, LLC

120 NEWPORT CENTER DR

NEWPORT BEACH, CA 92660

$218.80M

Assets Under Management

31

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Ficarra’s Registration & Firm History

CA

08/09/2024 - Present

Signature Resources Capital Management, LLC (NEWPORT BEACH CA)

CA

02/13/2019 - 05/14/2020

LPL FINANCIAL LLC (SAN DIEGO CA)

AZ

08/26/2015 - 11/14/2017

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

CA

08/11/2014 - 06/24/2015

TD AMERITRADE, INC. (SAN FRANCISCO CA)

CA

07/30/2012 - 08/19/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 02/28/2022

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/24/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/14/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Andrew Steven Ficarra.
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