Unclaimed
Andrew Ficarra is an investment advisor representative associated with Signature Resources Capital Management, LLC and Cadence Wealth Management, LLC. Andrew has experience in the financial industry since 2012. Andrew is registered with the state of California and Arizona. Andrew is a Series 66 and 65 licensed advisor. Andrew specializes in portfolio management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/09/2024 - Present
Signature Resources Capital Management, LLC (NEWPORT BEACH CA)
CA
02/13/2019 - 05/14/2020
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
08/26/2015 - 11/14/2017
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
CA
08/11/2014 - 06/24/2015
TD AMERITRADE, INC. (SAN FRANCISCO CA)
CA
07/30/2012 - 08/19/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
IA
Issued 02/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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