linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Stephen Rodgers

Dempsey Lord Smith, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Stephen Rodgers

Andrew Rodgers is a financial advisor with over 20 years of experience in the industry. Andrew is currently registered with Dempsey Lord Smith, LLC, and has been with the firm since August 2016. Previously, Andrew worked at IFS Securities and Berthel, Fisher & Company Financial Services, Inc. Andrew provides financial planning, investment management, and selection of other advisers to individuals and businesses.

Firm Information

Andrew Rodgers is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Rodgers’s Registration & Firm History

GA

08/26/2016 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

05/11/2015 - 08/11/2016

IFS SECURITIES (ATLANTA GA)

GA

11/01/2013 - 03/18/2015

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (SUWANEE GA)

GA

02/26/2002 - 11/12/2013

EQUITY SERVICES, INC. (ATLANTA GA)

Not sure if Andrew Stephen Rodgers is right for you?

Licenses & Designations

IA

Issued 12/30/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2009

Series 7 - General Securities Representative Examination

BC

Issued 02/25/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Stephen Rodgers. Review regulatory record here.
Not sure if Andrew Stephen Rodgers is right for you?