Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Stephen Platt is a financial professional with over 20 years of experience in the securities industry. Andrew has held positions at several prominent firms, including SMBC Nikko Securities America, Inc. and BNP Paribas Securities Corp. Andrew is currently registered with Santander US Capital Markets LLC and is licensed to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/01/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
01/10/2017 - 12/03/2021
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
01/18/2002 - 10/17/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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