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Andrew Stephen Grow

Northwestern Mutual Investment Services, LLC

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About Andrew Stephen Grow

Andrew Stephen Grow is a financial advisor with over 10 years of experience in the industry. Andrew is currently registered with Northwestern Mutual Investment Services, LLC. Andrew has previously worked with Commonwealth Financial Network, LPL Financial LLC, VSR Financial Services, Inc., Harbour Investments, Inc., and Waddell & Reed, Inc. Andrew holds Series 6, 7, 63 and 65 licenses as well as the SIE.

Firm Information

Andrew Grow is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Grow’s Registration & Firm History

WI

01/06/2024 - Present

Northwestern Mutual Investment Services, LLC (MIDDLETON WI)

WI

10/02/2017 - 07/09/2018

COMMONWEALTH FINANCIAL NETWORK (BROOKFIELD WI)

WI

08/19/2016 - 09/28/2017

LPL FINANCIAL LLC (MADISON WI)

WI

02/08/2013 - 08/18/2016

VSR FINANCIAL SERVICES, INC. (MADISON WI)

WI

12/14/2012 - 02/08/2013

HARBOUR INVESTMENTS, INC. (MADISON WI)

WI

06/10/2011 - 12/17/2012

WADDELL & REED, INC. (MADISON WI)

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Licenses & Designations

IA

Issued 09/08/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/09/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Stephen Grow.
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