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Andrew Sponable

Sanford C. Bernstein & CO., LLC

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About Andrew Sponable

Andrew Sponable is a financial advisor at Sanford C. Bernstein & CO., LLC. Andrew has been in the financial services industry since 1992. Andrew is also registered with Alliancebernstein Investments, Inc. Andrew has a wide range of experience, having previously worked at firms like INVESCO DISTRIBUTORS, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., and CITIGROUP GLOBAL MARKETS INC. Andrew holds the Series 7, Series 24, Series 51 and Series 63 licenses. Andrew specializes in providing investment advice to insurance companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, and state or municipal government entities.

Firm Information

Andrew Sponable is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Andrew Sponable’s Registration & Firm History

TN

12/05/2019 - Present

Sanford C. Bernstein & CO., LLC (Nashville TN)

TX

06/25/2019 - 09/20/2019

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

NY

10/21/2014 - 09/20/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

01/10/2006 - 10/29/2014

CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)

NY

09/30/2009 - 01/25/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

GA

07/31/2006 - 05/04/2010

PFS INVESTMENTS INC. (DULUTH GA)

MA

10/20/2004 - 09/30/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

04/22/2002 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

SC

07/19/2001 - 04/03/2002

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

02/14/1998 - 07/27/2001

QUICK & REILLY, INC. (NEW YORK NY)

NY

08/02/1993 - 02/14/1998

FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)

NY

04/08/1992 - 11/09/1992

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

02/11/1991 - 08/26/1991

MERCER ALLIED CORPORATION (ALBANY NY)

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Licenses & Designations

BC

Issued 04/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 06/17/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Sponable.
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