Unclaimed
Andrew Spiro Pandis is a registered investment advisor representative with Cetera Investment Advisers LLC. Andrew has been in the securities industry since June 1998. Andrew holds Series 63, Series 7 and SIE licenses. Andrew's previous experience includes time with Infinex Investments, Inc. and Essex National Securities, LLC. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/12/2021 - Present
Cetera Investment Advisers LLC (ASTORIA NY)
NY
07/01/2016 - 12/07/2017
INFINEX INVESTMENTS, INC. (New York NY)
NY
11/02/2006 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (ASTORIA NY)
NY
01/19/2005 - 06/19/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NE
01/01/1999 - 01/12/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MI
09/08/1998 - 10/21/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
CA
03/12/1998 - 09/03/1998
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CO
08/18/1997 - 12/17/1997
SAUCEDA & GRANVILLE SECURITIES, INC. (DENVER CO)
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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