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Andrew Spiro Pandis

Cetera Investment Advisers LLC

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About Andrew Spiro Pandis

Andrew Spiro Pandis is a registered investment advisor representative with Cetera Investment Advisers LLC. Andrew has been in the securities industry since June 1998. Andrew holds Series 63, Series 7 and SIE licenses. Andrew's previous experience includes time with Infinex Investments, Inc. and Essex National Securities, LLC. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals.

Firm Information

Andrew Pandis is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

3116 30TH AVENUE

ASTORIA, NY 11103

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Pandis’s Registration & Firm History

NY

04/12/2021 - Present

Cetera Investment Advisers LLC (ASTORIA NY)

NY

07/01/2016 - 12/07/2017

INFINEX INVESTMENTS, INC. (New York NY)

NY

11/02/2006 - 07/01/2016

ESSEX NATIONAL SECURITIES, LLC (ASTORIA NY)

NY

01/19/2005 - 06/19/2006

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NE

01/01/1999 - 01/12/2005

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

MI

09/08/1998 - 10/21/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

CA

03/12/1998 - 09/03/1998

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

CO

08/18/1997 - 12/17/1997

SAUCEDA & GRANVILLE SECURITIES, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 10/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Andrew Spiro Pandis. Review regulatory record here.
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