Unclaimed
Andrew Hatcher is a financial advisor with over 5 years of experience in the industry. Andrew is currently registered with Morgan Stanley in New Jersey, New York, and Texas. Andrew has previously worked for WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. Andrew is a CFA charterholder and holds the Series 66, Series 7, and SIE licenses. Andrew's professional experience includes providing financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals. Andrew is registered to provide investment advisory services to individuals, businesses, investment companies, pension and profit-sharing plans, corporations, charitable organizations, insurance companies, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/04/2019 - Present
Morgan Stanley (New York NY)
NY
08/18/2014 - 01/09/2019
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
IN
04/11/2014 - 08/18/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BLOOMINGTON IN)
BOTH
Issued 06/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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