Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Spears is a Registered Representative and Investment Advisor Representative with J.P. Morgan Securities LLC. Andrew has been in the financial services industry since 2000 and has a diverse background that includes previous roles at Fifth Third Securities, Inc., The Huntington Investment Company, and Chase Investment Services Corp. Andrew's dedication to helping clients achieve their financial goals is evident in his extensive experience and certifications, which include the Series 6, 7, 24, 52TO, 53, and 65 licenses. Andrew is committed to providing personalized financial advice and strategies to clients, ensuring that they have the resources and knowledge they need to make informed decisions about their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
05/03/2021 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
04/24/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
08/05/2004 - 04/06/2006
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
09/22/2000 - 07/19/2004
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
IA
Issued 5/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/8/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/9/2009
Series 4 - Registered Options Principal Examination
BC
Issued 9/28/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/5/2007
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 9/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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