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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Spaventa is an investment advisor representative with TSG Alpha Partners, LLC. Andrew has been in the industry since March 24, 2017. Andrew is registered with the state of New York and is a Series 65, Series 63, Series 7, Series 24, and SIE license holder. Andrew specializes in providing financial planning, retirement planning, and portfolio management services to individual and institutional clients. Andrew is also the chairman of TSG Alpha Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/30/2022 - Present
TSG Alpha Partners, LLC (RONKONKOMA NY)
NY
10/18/2018 - 06/03/2019
SW FINANCIAL (MELVILLE NY)
NY
09/13/2017 - 10/17/2018
NETWORK 1 FINANCIAL SECURITIES INC. (Huntingon Station NY)
NY
03/31/2014 - 12/12/2016
SALOMON WHITNEY FINANCIAL (FARMINGDALE NY)
NY
03/29/2013 - 04/08/2014
CAPE SECURITIES INC. (HOLBROOK NY)
IA
Issued 11/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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