Unclaimed
Andrew Sing Suen is a financial advisor with Frontier Solutions, LLC, headquartered in Corona del Mar, CA. Andrew has been in the industry since 2010. Andrew is licensed in Arizona, California, New Mexico, Oregon, and Washington. Andrew has passed the Series 7, Series 63, SIE, Series 79, and Series 24 exams. Prior to joining Frontier Solutions, Andrew was a registered representative at HEXAGON CAPITAL ALLIANCE LLC, MESIROW FINANCIAL, INC., and BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/13/2021 - Present
Frontier Solutions, LLC (Corona del Mar CA)
CA
07/22/2014 - 09/14/2021
HEXAGON CAPITAL ALLIANCE LLC (Irvine CA)
IL
01/05/2010 - 05/13/2014
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
07/09/2008 - 10/03/2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CHICAGO IL)
BC
Issued 08/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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