Unclaimed
Andrew Simmons is a financial advisor with J.P. Morgan Securities LLC, based in Farmingdale, NY. Andrew has been in the financial services industry since August 2007, and holds the Series 7, Series 63, and SIE licenses. Andrew has been with J.P. Morgan Securities since April 2023. Prior to that, Andrew worked at NYLIFE Securities LLC, HSBC Securities (USA) Inc., BlackBook Capital LLC, Laidlaw & Company (UK) LTD., GunnAllen Financial, Inc, S.W. Bach & Company, Harrison Securities, Inc., Brookstreet Securities Corporation, and Weatherly Securities Corporation. Andrew's specializations include investment management for individuals, investment management for businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/13/2023 - Present
J.p. Morgan Securities LLC (FARMINGDALE NY)
NY
12/20/2022 - 03/06/2023
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
04/18/2018 - 06/05/2020
HSBC SECURITIES (USA) INC. (COMMACK NY)
NY
07/26/2016 - 11/17/2017
HSBC SECURITIES (USA) INC. (LYNBROOK NY)
NY
10/22/2013 - 08/12/2014
BLACKBOOK CAPITAL LLC (NORTHPORT NY)
NY
03/19/2010 - 01/28/2013
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
05/03/2005 - 03/26/2008
GUNNALLEN FINANCIAL, INC (GARDEN CITY NY)
NY
04/27/2004 - 04/20/2005
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
10/16/2001 - 04/27/2004
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
CA
09/07/2000 - 10/18/2001
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
NY
11/16/1999 - 08/21/2000
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 05/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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