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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Simmons is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Andrew has been in the industry since May 13, 2002 and has experience in investment advisory and brokerage services. Andrew is licensed to conduct business in 53 states, the District of Columbia, and Puerto Rico. Andrew has a variety of specializations including retirement planning, investments, estate planning, insurance, and college savings. Andrew's office is located in Chandler, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/04/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
03/07/2011 - 10/08/2013
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
IL
10/04/2010 - 01/20/2011
METLIFE SECURITIES INC. (DOWNERS GROVE IL)
IL
09/23/2009 - 01/12/2010
CHASE INVESTMENT SERVICES CORP. (WHEATON IL)
IL
06/30/2008 - 03/31/2009
AIG RETIREMENT ADVISORS, INC. (CHICAGO IL)
IL
09/27/2007 - 06/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LISLE IL)
IL
06/14/2007 - 08/14/2007
TD AMERITRADE, INC. (OAK BROOK IL)
IL
07/07/2005 - 05/14/2007
CHARLES SCHWAB & CO., INC. (SCHAUMBURG IL)
CT
07/15/2004 - 05/03/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
08/15/2002 - 12/17/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/19/2001 - 08/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
05/10/2001 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
12/06/1990 - 05/29/1992
WADDELL & REED, INC.
IA
Issued 08/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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