Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sherman is a financial professional with over 5 years of experience in the industry. Andrew is currently registered with TD Securities (usa) LLC and is licensed in Massachusetts and New York. Andrew has passed the Series 7, 86, 87, and SIE exams. Andrew's previous experience includes a position at Cowen and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/05/2024 - Present
TD Securities (usa) LLC (Boston MA)
MA
07/13/2018 - 04/11/2024
COWEN AND COMPANY (BOSTON MA)
BC
Issued 04/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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