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Andrew Sheehan Frawley

GT Securities, Inc.

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About Andrew Sheehan Frawley

Andrew Sheehan Frawley is a financial professional with over 20 years of experience in the industry. Andrew is currently registered with GT Securities, Inc. in California and Ohio. Prior to joining GT Securities, Inc., Andrew worked for Huntington Securities, Inc., The Huntington Investment Company, KeyBanc Capital Markets Inc., Wachovia Capital Markets, LLC and Prudential Securities Incorporated. Andrew has a wide range of experience in the financial services industry, including investment banking, securities trading, and financial planning. Andrew holds a Series 7, Series 24, Series 63 and Series 79TO license.

Firm Information

Andrew Frawley is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Frawley’s Registration & Firm History

CA

08/07/2023 - Present

GT Securities, Inc. (LOS ANGELES CA)

OH

02/24/2020 - 06/28/2023

HUNTINGTON SECURITIES, INC. (CLEVELAND OH)

OH

06/08/2017 - 02/24/2020

THE HUNTINGTON INVESTMENT COMPANY (CLEVELAND OH)

OH

05/30/2008 - 04/28/2017

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

NC

10/06/2003 - 03/17/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

NY

03/25/1997 - 08/01/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Sheehan Frawley.
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