Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Seymour Docksey is a financial advisor who has been in the industry since August 26, 2014. Andrew is currently registered with LPL Financial LLC. Andrew has also previously worked at First Command Financial Planning, Inc., BANC ONE SECURITIES CORPORATION and Edward Jones. Andrew holds licenses for Series 7, Series 63, Series 66, and the SIE exam. Andrew has an office located at 801 CARDINAL LANE in HARTLAND, WI. Andrew's specializations are: 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/21/2018 - Present
LPL Financial LLC (HARTLAND WI)
IL
11/01/2017 - 03/22/2018
FIRST COMMAND FINANCIAL PLANNING, INC. (Oak Brook IL)
IL
04/04/2003 - 10/15/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
03/14/2000 - 01/02/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 01/05/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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