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Andrew Seymore Gallion

Newbridge Securities Corp.

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About Andrew Seymore Gallion

Andrew Gallion is a financial advisor with over 20 years of experience in the financial services industry. Andrew is currently registered with Newbridge Securities Corp. Andrew is a registered representative in several states, including California, Colorado, Florida, Georgia, New Jersey, New York, North Carolina, and Texas. Andrew is also a Series 7 and Series 66 licensed representative and a General Securities Principal. Andrew specializes in helping clients achieve their financial goals through personalized financial planning and investment strategies.

Firm Information

Andrew Gallion is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gallion’s Registration & Firm History

NJ

07/22/2022 - Present

Newbridge Securities Corp. (MORRISTOWN NJ)

CA

05/04/2012 - 07/22/2022

NATIONAL SECURITIES CORPORATION (SAN FRANCISCO CA)

CA

01/23/2006 - 05/10/2012

LEGEND MERCHANT GROUP, INC. (SAN FRANCISCO CA)

FL

04/11/2012 - 04/20/2012

INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)

NY

03/14/2001 - 01/23/2006

TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)

NY

09/27/2000 - 04/05/2001

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/02/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/11/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Andrew Seymore Gallion. Review regulatory record here.
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