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Andrew Seth Martin

Oppenheimer & Co. Inc.

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About Andrew Seth Martin

Andrew Martin is a registered investment advisor with Oppenheimer & Co. Inc. and has been in the industry since 1996. Andrew has a strong background in securities, having previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Prudential Securities Incorporated. Andrew is also a licensed investment advisor representative in the District of Columbia, Maryland, and Texas. Andrew specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles. Andrew also offers financial planning and pension consulting services.

Firm Information

Andrew Martin is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Andrew Martin’s Registration & Firm History

DC

08/04/2016 - Present

Oppenheimer & Co. Inc. (WASHINGTON DC)

MD

06/01/2009 - 02/09/2012

MORGAN STANLEY SMITH BARNEY (BETHESDA MD)

MD

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)

MD

07/25/2000 - 04/02/2007

MORGAN STANLEY DW INC. (BETHESDA MD)

NY

12/13/1994 - 08/14/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/19/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 12/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Andrew Seth Martin. Review regulatory record here.
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