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Andrew Sean Lazar

Buckler Securities LLC

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About Andrew Sean Lazar

Andrew Lazar is a financial professional with over 30 years of experience in the securities industry. Andrew is currently registered with Buckler Securities LLC in Greenwich, CT. Previously, Andrew was associated with BMO Capital Markets Corp., Automated Equity Finance Markets, Inc., Quadriserv Securities, Inc., UBS Securities LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., Smith Barney Inc. and Kidder, Peabody & Co. Incorporated. Andrew is a Series 7, Series 24, Series 63, Series 99TO and SIE licensed professional and holds active registrations in Arizona, California, Connecticut, Delaware, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas and Wisconsin.

Firm Information

Andrew Lazar is currently registered with Buckler Securities LLC. Buckler Securities LLC is a Limited Liability Company formed on April 28, 2016. The firm is registered in 15 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Lazar’s Registration & Firm History

CT

06/21/2023 - Present

Buckler Securities LLC (Greenwich CT)

NY

07/11/2011 - 11/18/2022

BMO CAPITAL MARKETS CORP. (New York NY)

NY

12/18/2008 - 06/27/2011

AUTOMATED EQUITY FINANCE MARKETS, INC. (NEW YORK NY)

NY

03/20/2008 - 12/26/2008

QUADRISERV SECURITIES, INC. (NEW YORK NY)

CT

06/29/1998 - 08/21/2007

UBS SECURITIES LLC (STAMFORD CT)

CT

09/02/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

07/15/1996 - 09/02/1997

SBC WARBURG, INC. (NEW YORK NY)

NY

02/08/1995 - 07/24/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

07/20/1992 - 01/17/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/21/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Sean Lazar.
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