Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Thomas is a financial advisor at Vanguard Advisers, Inc. Andrew has been in the industry since 2007 and has experience working with individuals, families, and businesses. Andrew has a strong understanding of financial markets and investment strategies and is committed to helping clients reach their financial goals. Andrew holds the Series 6, 7, 63, 65, and 66 licenses and is a Registered Representative of Vanguard Advisers, Inc. Andrew is also a Registered Investment Advisor in Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/16/2021 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
04/01/2020 - 09/13/2021
FIRST COMMAND BROKERAGE SERVICES, INC. (FORT WORTH TX)
TX
05/10/2019 - 02/06/2020
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
TX
08/12/2014 - 08/04/2017
TD AMERITRADE, INC. (DALLAS TX)
TX
07/11/2014 - 09/02/2014
AVERE FINANCIAL GROUP, LLC (TROPHY CLUB TX)
TX
08/16/2010 - 01/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
04/23/2010 - 08/16/2010
TD AMERITRADE, INC. (FORT WORTH TX)
TX
09/10/2007 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
04/09/2007 - 08/09/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BOTH
Issued 08/29/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 08/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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