Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Roggensack is a financial advisor with over 30 years of experience in the industry. Andrew has held a Series 7 and Series 63 license since 1986 and a Series 24 license since 1996. Andrew has been registered with the state of Illinois since 1991 and is currently registered with the state of Indiana, New Mexico, Ohio, Puerto Rico, Rhode Island, and Texas. Andrew is currently affiliated with First Trust Portfolios LP, based in Wheaton, Illinois. Andrew previously worked at Clayton Brown & Associates, Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/25/1991 - Present
First Trust Portfolios LP (WHEATON IL)
IL
11/21/1986 - 10/01/1991
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 06/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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