Unclaimed
Andrew Pargament is a financial professional with over 20 years of experience in the financial industry. Andrew has a Series 7 and Series 63 license and is currently registered with BBVA Securities Inc. in New York and New Jersey. Andrew has previously worked for several other financial firms, including KCG Americas LLC, Knight Capital Americas, L.P., ING Financial Markets LLC, Calyon Securities (USA) Inc, HSBC Securities (USA) Inc., Credit Lyonnais Securities (USA), Inc., Greenwich Capital Markets, Inc., Paine Webber Incorporated and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/15/2015 - Present
Bbva Securities Inc. (NEW YORK NY)
NJ
07/02/2012 - 06/24/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
04/25/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
07/01/2004 - 02/02/2010
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
01/06/2003 - 06/16/2004
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
08/05/1998 - 04/12/2001
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
12/05/2000 - 01/19/2001
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
CT
09/14/1996 - 02/18/1998
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NJ
08/29/1995 - 07/02/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/26/1994 - 02/08/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 06/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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