Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Losty is an investment advisor representative with Oppenheimer & Co. Inc. Andrew has been in the industry since August 2005, and has previously held positions with Northwestern Mutual Investment Services, LLC, Barclays Capital Inc., Hudson Derivatives, LLC, TTO Trading, LLC, Golden Anchor Trading II LLC, Trinity Derivatives Group, LLC, and Wachovia Securities, LLC. Andrew is registered in 52 states and the District of Columbia, and holds licenses Series 4, 6, 7, 55, 63, 66, and SIE. Andrew also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/24/2015 - Present
Oppenheimer & Co. Inc. (FORT WORTH TX)
IL
04/01/2013 - 03/07/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SKOKIE IL)
IL
11/30/2009 - 04/27/2012
BARCLAYS CAPITAL INC. (CHICAGO IL)
NY
04/03/2008 - 09/15/2009
HUDSON DERIVATIVES, LLC (NEW YORK NY)
NY
12/31/2007 - 07/30/2009
TTO TRADING, LLC (NEW YORK NY)
NY
06/18/2007 - 01/07/2008
GOLDEN ANCHOR TRADING II LLC (NEW YORK NY)
NY
01/05/2005 - 06/04/2007
TRINITY DERIVATIVES GROUP, LLC (NEW YORK NY)
MO
05/28/2003 - 06/21/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 05/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/31/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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