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Andrew Scott Lakind

Advisors Asset Management, Inc.

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About Andrew Scott Lakind

Andrew Lakind is a financial advisor with Advisors Asset Management, Inc. Andrew has been in the financial industry since June 2009. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in the state of Alaska, California, Idaho, Oregon, and Washington. Andrew is also registered with the Securities Industry Essentials Examination (SIE). Andrew has held previous positions with ALPS Distributors, Inc., Foreside Fund Services, LLC, Pacer Financial, Inc., Morgan Stanley DW Inc. and Olde Discount Corporation.

Firm Information

Andrew Lakind is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Lakind’s Registration & Firm History

CA

06/21/2023 - Present

Advisors Asset Management, Inc. (SAN DIEGO CA)

CO

07/28/2021 - 12/06/2022

ALPS DISTRIBUTORS, INC. (DENVER CO)

ME

02/24/2021 - 06/25/2021

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

PA

06/30/2017 - 10/29/2020

PACER FINANCIAL, INC. (MALVERN PA)

ME

12/23/2015 - 09/15/2016

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NY

08/27/2004 - 02/22/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

MI

09/29/1993 - 05/13/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 12/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/02/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2004

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Scott Lakind.
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