Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kligerman is a financial professional with over 20 years of experience in the industry. Andrew currently works at TD Securities (usa) LLC in New York, NY. Andrew has held previous roles at Cowen and Company, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Bear, Stearns & Co. Inc., and Schroder & Co. Inc. Andrew holds the Series 63, SIE, Series 87, Series 86, and Series 7 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
09/05/2023 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
NY
12/20/2017 - 09/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/15/2003 - 07/18/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
11/08/2000 - 04/30/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/26/2000 - 05/11/2000
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 11/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/18/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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