Unclaimed
Andrew Klick is a financial professional with over 17 years of experience in the industry. Andrew is currently registered with Butler Capital Partners in Old Westbury, New York. Previously, Andrew worked at Grafine Capital Partners LLC, IDB Capital Corp., BHA Select Network, LLC, CFI Securities, Shorebridge Capital Advisors, LLC, LWPartners Capital Group LLC, Quantededge Capital USA Inc., Standard Investment Chartered Incorporated, SDDCO Brokerage Advisors LLC, Teachers Personal Investors Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, American Express Financial Advisors Inc., IDS Life Insurance Company, First Montauk Securities Corp., Robert Thomas Securities, Inc, Robert Todd Financial Corp., and Lehman Brothers Inc. Andrew holds Series 7, 24, 52TO, 53, 63, 66, 99TO, and Series 14 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/08/2021 - Present
Butler Capital Partners (OLD WESTBURY NY)
NY
09/01/2021 - 08/20/2024
GRAFINE CAPITAL PARTNERS LLC (NEW YORK NY)
NY
05/22/2020 - 12/03/2021
IDB CAPITAL CORP. (NEW YORK NY)
MA
06/02/2020 - 06/15/2020
BHA SELECT NETWORK, LLC (BOSTON MA)
NY
01/24/2019 - 09/29/2019
CFI SECURITIES (NEW YORK NY)
NY
12/23/2016 - 02/26/2019
SHOREBRIDGE CAPITAL ADVISORS, LLC (NEW YORK NY)
NY
12/13/2016 - 02/22/2019
BUTLER CAPITAL PARTNERS (NEW YORK NY)
NY
06/01/2018 - 08/17/2018
LWPARTNERS CAPITAL GROUP LLC (NEW YORK NY)
NY
11/09/2016 - 02/28/2018
QUANTEDGE CAPITAL USA INC. (NEW YORK NY)
CA
02/14/2017 - 05/16/2017
STANDARD INVESTMENT CHARTERED INCORPORATED (NEWPORT BEACH CA)
NY
05/12/2011 - 07/20/2016
IDB CAPITAL CORP. (NEW YORK NY)
NY
11/03/2010 - 05/06/2011
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
NY
07/18/2007 - 06/02/2008
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NY
07/18/2007 - 06/02/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
MN
11/30/2000 - 11/07/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/30/2000 - 11/07/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
06/13/1995 - 04/02/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/13/1995 - 04/02/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
11/08/1993 - 05/23/1995
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
FL
06/29/1993 - 11/12/1993
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
02/18/1993 - 11/05/1993
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NY
07/28/1992 - 02/12/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/05/1991 - 05/19/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 02/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/27/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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