Unclaimed
Andrew King is a financial advisor who holds a Series 63, Series 79TO, and SIE license. Andrew King is registered with Wells Fargo Securities, LLC, and has been working in the financial industry since September 15, 2021. Andrew King currently works in the Los Angeles, CA office of Wells Fargo Securities, LLC, where Andrew King has been employed since September 16, 2021. Andrew King is currently licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/16/2021 - Present
Wells Fargo Securities, LLC (LOS ANGELES CA)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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