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Andrew Scott Dobler

Truist Investment Services, Inc.

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About Andrew Scott Dobler

Andrew Dobler is a financial advisor in Richmond, Virginia, working at Truist Investment Services, Inc. Andrew has been working in the financial industry since 1995. Before joining Truist Investment Services, Inc., Andrew was registered with BB&T SECURITIES, LLC. Andrew holds the Series 4, 7, 24, 52TO, 53, 55, 57TO, and 63 licenses.

Firm Information

Andrew Dobler is currently registered with Truist Investment Services, Inc.. Truist Investment Services, Inc. is a corporation formed on November 27, 1985. It is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

162

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Dobler’s Registration & Firm History

VA

02/17/2021 - Present

Truist Investment Services, Inc. (RICHMOND VA)

VA

02/23/2021 - 06/29/2021

BB&T SECURITIES, LLC (RICHMOND VA)

VA

01/02/2013 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

VA

07/26/2004 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

NC

07/01/2003 - 06/18/2004

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

07/02/1997 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NE

01/26/1996 - 04/24/1997

WATERHOUSE SECURITIES, INC. (OMAHA NE)

NC

10/07/1994 - 02/16/1996

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/16/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Scott Dobler.
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