Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Scott Coomes is a financial advisor in Thousand Oaks, California. Andrew has been in the financial services industry since 2018. Andrew holds Series 6, 7, 9, 10, and 66 securities licenses and is a registered Investment Advisor in California and Texas. Andrew is currently employed with Fidelity Personal And Workplace Advisors. Andrew has previously worked for EDWARD JONES, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and UNIONBANC INVESTMENT SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/08/2025 - Present
Fidelity Personal AND Workplace Advisors (THOUSAND OAKS CA)
MO
11/17/2022 - 05/10/2024
EDWARD JONES (ST. LOUIS MO)
CA
06/15/2022 - 07/27/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (AGOURA HILLS CA)
CA
06/12/2018 - 05/31/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA CLARITA CA)
CA
04/13/2018 - 05/29/2018
UNIONBANC INVESTMENT SERVICES, LLC (AGOURA HILLS CA)
BOTH
Issued 09/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/19/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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