Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Braun is a financial professional with over 25 years of experience in the industry. He is currently registered with Bernstein Institutional Services LLC, a firm that provides a variety of investment advisory services to institutional clients. Previously, Andrew has held positions at several prominent financial institutions including Sanford C. Bernstein & Co., LLC, SG Americas Securities, LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Lehman Brothers Inc. and Goldman, Sachs & Co. Andrew holds a Series 7, Series 10, Series 24, Series 55, Series 3, Series 57TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
01/07/2020 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/06/2018 - 10/10/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/24/2010 - 10/02/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 03/12/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/20/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/17/1995 - 06/19/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 05/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/26/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
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MIAX PEARL, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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