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Andrew Scott Bockstein

Fidelity Personal AND Workplace Advisors

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About Andrew Scott Bockstein

Andrew Bockstein is an active Investment Advisor Representative and Registered Representative with Fidelity Personal And Workplace Advisors, a firm that provides financial planning, educational seminars, selection of other advisors, portfolio management for individuals and businesses, and portfolio management for investment companies. Andrew Bockstein has been working in the financial industry since 1994. Previously Andrew Bockstein was registered with Dinosaur Financial Group, L.L.C, CFWP Securities, LLC, Franklin/Templeton Distributors, Inc., ING Funds Distributor, LLC and 1717 Capital Management Company.

Firm Information

Andrew Bockstein is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Bockstein’s Registration & Firm History

FL

10/12/2020 - Present

Fidelity Personal AND Workplace Advisors (BOCA RATON FL)

NY

03/13/2019 - 01/06/2020

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

NY

11/14/2017 - 03/02/2018

CFWP SECURITIES, LLC (NEW YORK NY)

CA

05/04/2005 - 09/18/2017

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CT

06/05/1998 - 05/02/2005

ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)

DE

01/24/1997 - 06/01/1998

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NY

03/29/1993 - 12/11/1996

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/02/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/24/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/26/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Andrew Scott Bockstein. Review regulatory record here.
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