Unclaimed
Andrew Sawyers is a financial professional with over 4 years of experience in the industry. Andrew is currently registered with Regions Securities LLC and holds Series 63, 79TO, and SIE licenses. Andrew has previously worked at WELLS FARGO SECURITIES, LLC. Andrew is licensed to sell securities in 10 states, including Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, Tennessee, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/30/2020 - Present
Regions Securities LLC (Charlotte NC)
NC
01/22/2019 - 01/28/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 06/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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