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Andrew Sawyers

Regions Securities LLC

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About Andrew Sawyers

Andrew Sawyers is a financial professional with over 4 years of experience in the industry. Andrew is currently registered with Regions Securities LLC and holds Series 63, 79TO, and SIE licenses. Andrew has previously worked at WELLS FARGO SECURITIES, LLC. Andrew is licensed to sell securities in 10 states, including Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, Tennessee, and Vermont.

Firm Information

Andrew Sawyers is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Sawyers’s Registration & Firm History

NC

01/30/2020 - Present

Regions Securities LLC (Charlotte NC)

NC

01/22/2019 - 01/28/2020

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/03/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/20/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Sawyers.
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