Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sandberg is a securities professional with experience in the financial industry. Andrew has worked as a registered representative, and has held positions at Houlihan Lokey Capital, Inc. and Finalis Securities LLC. Andrew holds Series 79, Series 63, Series 82TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/14/2022 - Present
Finalis Securities LLC (New York NY)
NY
03/22/2018 - 04/29/2022
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
BC
Issued 03/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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