Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nakahata is a financial advisor currently registered with TD Securities (usa) LLC. Andrew has been in the financial services industry since April 1997. Andrew is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Andrew has passed the Series 63, Series 53, Series 79TO, SIE, Series 52 and Series 7 exams. Andrew was previously employed by UBS Financial Services Inc., UBS Securities LLC, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/22/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
10/17/2017 - 02/01/2024
UBS FINANCIAL SERVICES INC. (San Francisco CA)
CA
11/18/2020 - 11/03/2023
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
08/20/2010 - 07/20/2015
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
03/24/2009 - 08/05/2010
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
09/09/1994 - 12/31/2008
GOLDMAN, SACHS & CO. (SAN FRANCISCO CA)
BC
Issued 11/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/27/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Nakahata is the right advisor for you? Invested Better is here to help.
