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Andrew S Walters

First Kentucky Securities Corp.

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About Andrew S Walters

Andrew Walters is a registered representative with First Kentucky Securities Corp. Andrew has over 2 years of experience in the financial services industry. Andrew holds the Series 66, Series 7TO and SIE licenses. Andrew is registered to provide investment advisory services in Indiana, Kentucky, Michigan, New York. Andrew has previously worked at Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and MML Investors Services, LLC. Andrew has worked with clients of various types including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Andrew Walters is currently registered with First Kentucky Securities Corp.. First Kentucky Securities Corp. is a corporation founded in 1977, headquartered in Louisville, KY. They are a registered investment adviser with the SEC and are licensed in 47 states. They offer financial planning, portfolio management for individuals and businesses, security ratings, and selection of other advisers. The firm manages over $678 million in assets for a diverse client base, including individuals, corporations, charitable organizations, and pension plans.
First Kentucky Securities Corp.

4360 BROWNSBORO ROAD

LOUISVILLE, KY 40207

$678.56M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Commissions for fixed income principal transactions

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Andrew Walters’s Registration & Firm History

KY

02/28/2024 - Present

First Kentucky Securities Corp. (LEXINGTON KY)

KY

05/25/2022 - 08/11/2022

CHARLES SCHWAB & CO., INC. (Lexington KY)

KY

02/12/2021 - 04/12/2022

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

CA

10/07/2020 - 01/06/2021

MML INVESTORS SERVICES, LLC (ROSEVILLE CA)

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Licenses & Designations

BOTH

Issued 11/12/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew S Walters.
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