Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Knapp is a financial professional registered in New York and Wisconsin. Andrew has been working in the financial industry since August 2006 and has passed several industry exams including Series 7, 24, 52TO, 53, 55, 57TO, 99TO, and SIE. Andrew currently works for Northwestern Mutual Investment Services, LLC. Andrew's previous employers include CADARET, GRANT & CO., INC., SORRENTO PACIFIC FINANCIAL, LLC, CUSO FINANCIAL SERVICES, L.P., NEXT FINANCIAL GROUP, INC., WESTERN INTERNATIONAL SECURITIES, INC., and SCF SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
04/29/2022 - Present
Northwestern Mutual Investment Services, LLC (E SYRACUSE NY)
CA
07/12/2021 - 03/22/2022
SCF SECURITIES, INC. (SAN DIEGO CA)
CA
07/12/2021 - 03/22/2022
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
TX
01/27/2021 - 03/22/2022
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
09/18/2019 - 03/22/2022
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
09/18/2019 - 03/22/2022
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
NY
07/25/2006 - 03/22/2022
CADARET, GRANT & CO., INC. (SYRACUSE NY)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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