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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Judd is a financial advisor currently registered with Raymond James & Associates, Inc. in St. Petersburg, FL. Andrew Judd has been in the securities industry since 2011. Andrew Judd has previously been employed by CITIGROUP GLOBAL MARKETS INC., RAYMOND JAMES FINANCIAL SERVICES, INC. and Fidelity Brokerage Services LLC. Andrew Judd holds multiple securities licenses, including Series 3, 4, 7, 9, 10, 24, 63, 66, 99TO and SIE. Andrew Judd is also a Registered Options Principal and a General Securities Principal. Andrew Judd has a history of providing financial advice to individuals, corporations, and other businesses. Andrew Judd's firm, Raymond James & Associates, Inc. manages more than $433 Billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/01/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
07/13/2020 - 03/07/2023
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
03/06/2019 - 05/12/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
08/26/2014 - 05/12/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/06/2014 - 12/31/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/07/2011 - 08/26/2014
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 05/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2015
Series 4 - Registered Options Principal Examination
BC
Issued 09/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 06/03/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2018
Series 3 - National Commodity Futures Examination
BC
Issued 06/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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