Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ruthenberg LaFontain is a financial advisor with Ameriprise Financial Services, LLC. Andrew has over 20 years of experience in the financial services industry. Andrew holds the Series 66, Series 7, Series 10, Series 9, Series 31 and SIE licenses. Andrew's areas of expertise include retirement planning, college savings, and investment management. Prior to joining Ameriprise, Andrew was a financial advisor with Pruco Securities, LLC., Waddell & Reed, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Andrew's goal is to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
07/03/2024 - Present
Ameriprise Financial Services, LLC (Brookfield WI)
WI
08/04/2015 - 07/16/2024
PRUCO SECURITIES, LLC. (Brookfield WI)
WI
01/02/2014 - 08/04/2015
WADDELL & REED (WAUKESHA WI)
WI
10/03/2008 - 01/07/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BROOKFIELD WI)
WI
04/02/2007 - 10/08/2008
MORGAN STANLEY & CO. INCORPORATED (WAUWATOSA WI)
WI
06/22/2005 - 04/02/2007
MORGAN STANLEY DW INC. (WAUWATOSA WI)
MO
05/24/2004 - 06/27/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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