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Andrew Roy Pugh

Charles Schwab & CO., Inc.

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About Andrew Roy Pugh

Andrew Pugh is a financial advisor with Charles Schwab & Co., Inc. in Cottonwood Heights, Utah. Andrew has been a registered representative for over 14 years. Andrew holds both Series 7 and Series 66 licenses and is registered in 26 states. Andrew is also an Investment Advisor Representative in the state of Utah. Andrew has experience working with clients in a variety of financial planning areas, including investments and retirement planning. In addition to being a registered representative for Charles Schwab & Co., Inc. Andrew is also the President of ARP Ventures, Inc.

Firm Information

Andrew Pugh is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Andrew Pugh’s Registration & Firm History

UT

03/03/2021 - Present

Charles Schwab & CO., Inc. (Cottonwood Heights UT)

CA

02/22/2016 - 03/16/2017

TD AMERITRADE, INC. (CARLSBAD CA)

CA

12/18/2007 - 02/16/2016

CHARLES SCHWAB & CO., INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 02/04/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Roy Pugh.
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