Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Walters is an investment advisor with Athene Securities, LLC. Andrew has been in the industry since 2008. Andrew is registered with the state of Iowa and has passed the Series 6, Series 63, Series 65, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
06/18/2015 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
04/01/2014 - 06/15/2015
JBS LIBERTY SECURITIES, INC. (WEST DES MOINES IA)
IA
07/30/2012 - 03/12/2014
DIRECTED SERVICES LLC (DES MOINES IA)
IA
07/28/2008 - 11/02/2010
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
IA
Issued 12/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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