Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Ross Little

Pickwick Capital Partners, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Ross Little

Andrew Little is a financial professional with over 13 years of experience in the securities industry. Andrew is currently registered with Pickwick Capital Partners, LLC and has been with the firm since 2011. Andrew previously worked at Anderson & Strudwick, Incorporated in Richmond, VA. Andrew holds a Series 63, Series 7, Series 22, Series 24, and Series 79 licenses. Andrew specializes in a variety of financial services and is committed to providing clients with personalized advice and guidance.

Firm Information

Andrew Little is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Little’s Registration & Firm History

NY

01/07/2011 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

VA

12/17/2009 - 08/26/2010

ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)

Not sure if Andrew Ross Little is right for you?

Licenses & Designations

BC

Issued 04/26/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2017

Series 7 - General Securities Representative Examination

BC

Issued 12/08/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/15/2009

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Ross Little.
Not sure if Andrew Ross Little is right for you?