Unclaimed
Andrew Little is a financial professional with over 13 years of experience in the securities industry. Andrew is currently registered with Pickwick Capital Partners, LLC and has been with the firm since 2011. Andrew previously worked at Anderson & Strudwick, Incorporated in Richmond, VA. Andrew holds a Series 63, Series 7, Series 22, Series 24, and Series 79 licenses. Andrew specializes in a variety of financial services and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/07/2011 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
VA
12/17/2009 - 08/26/2010
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
BC
Issued 04/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/15/2009
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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